Job summary
Department
Function
About Our Client
Top Chinese securities.
Job Description
- Provide real-time legal and compliance analysis of bond and derivative transactions to ensure adherence to Hong Kong regulations (SFC, HKMA), cross-border risks and internal policies;
- Lead the drafting, negotiation, and legal risk assessment of trading agreements (ISDA, GMRA, GMSLA), repurchase agreements, and structured products;
- Monitor regulatory developments (e.g., SFC circulars, HKMA guidelines) impacting FICC markets and advise of implementation;
- Liaise with regulators for filings, audits, and inquiries related to trading activities. Prepare and submit regulatory reports (e.g., Large Open Position Reports for derivatives);
- Design and deliver compliance training for trading teams on conduct risk, best execution and market abuse regulations.
Requirements and Qualifications
- LLB/JD or Master’s degree in Law, Finance, or a related quantitative field. Admission to the Hong Kong Bar or equivalent common law jurisdiction (preferred);
- 3+ years of legal/compliance experience in fixed income, derivatives, or investment banking, preferably within a buy-side institution;
- Strong analytical skills with the ability to interpret complex legal/regulatory texts;
- Excellent communication skills, critical thinking, and ability to perform under pressure.